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Know Your City: Why we need community collected data on informal settlements

By Community-led Data Collection, CORC, FEDUP, ISN One Comment

By Charlton Ziervogel (on behalf of CORC)

Urbanization and the growth of informal settlements

Urbanization in South Africa has not followed the usual patterns as witnessed in many other developing countries from the 1980’s through to present day. This was in large part due to government interventions in the process up to the 1990’s, which saw to a very controlled restriction of movement of people from rural to urban centres (Turok, 2012) that effectively slowed the process. With the fall of the Apartheid government and the abolishment of the laws of controlled movement into urban areas the post 1994 period in South Africa saw massive increases in urbanization. Looking at the period 1980, in which 42,5% of the population lived in urban areas (Giraut & Vacchiani-Marcuzzo, 2005), in which 60% of the population lived in urban areas (United Nations, 2011), we witness a jump in the urban population of 17,5%.

It is no coincidence that during the period 1994 to 2011 informal settlements in South Africa increased in number from approximately 300 [1] to around 2700 in 2011 (SACN, 2011) due to the inability of government to keep up with housing demand. This growth in informality has been focused in urban areas with Western Cape municipalities experiencing influx due to a number of factors, including better employment opportunities, access to services and perceived increases in quality of life. This growth has resulted in shacks in backyards and shacks not in backyards accommodating almost 20% of all households in the province (HDA Western Cape, 2013).

Khayelitsha

What we lack in current data on informal settlements

Engaging with the Western Cape Province, and the City of Cape Town in particular, the scale of informality as described by 2011 census statistics is thus apparent (almost 1 in every 5 households live in informal structures). Yet, this information is already 4 years old and the continued rapid influx of people and changing spatial configurations and distribution of informal settlements over relatively short periods of time, places the province and the City of Cape Town in the very vulnerable position of trying to address problems of informality with information that is no longer reliable and in need of updating.

To effectively implement any successful upgrading plan or strategy as posited in National Upgrade Support Programme (NUSP) and the Upgrading of Informal Settlements Programme (UISP), municipalities need far more nuanced information to inform upgrading strategies. Census data is not aggregated at settlement level (HDA RSA, 2013) further compounding the ability to take into account settlement specific needs and context. The National Development Plan (NDP) also emphasizes the general lack of adequate information about the nature and conditions of each of the informal settlements, further hampering the strategic use of resources or the development of settlement specific solutions (NDP, 2012).

The value of community data and how it is collected

It is within this data deficiency, that community led housing enumeration and GIS mapping projects need to be positioned to better equip municipalities and provinces with updated information on informal settlements, placing actors in municipalities and provinces in a position to adequately plan for future upgrading developments in these settlements.

Amongst the methodologies employed for information gathering is the tool of informal settlement enumerations and the detailed mapping of settlements using GIS technology.

Shack numbering in Nyanga

Shack numbering in Nyanga

Mapping shack numbers in Nyanga

These tools derive their origins from the Shack/Slum Dwellers International (SDI) network, where for more than 30 years the SDI network recognized the importance of accurate and reliable data on informal settlements to help urban poor communities engage their local authorities in building effective partnerships towards a city-wide approach to in-situ informal settlement upgrading strategies (Arputham, 2012). The key difference in the SDI approach is that critical focus is placed on a community driven process, which allows for greater scale of activities and interventions as well as higher success rates in terms of the implementation of upgrading projects.

Profiling in UT Gardens, Khayelitsha

Profiling in UT Gardens, Khayelitsha

Within the context of informal settlement enumerations and mapping, this participatory approach is even more valuable as it has proven time and time again in various developing countries that when a mobilized community understands the importance of accurate data and maps and participates in the collection of this data around their own settlement, far higher degrees of accuracy are achieved than any census or survey that might utilize “outsiders” as the sole enumerators (Baptist & Bolnick, 2012, Livengood & Kunte, 2012).

Community Based Data Collection in Cape Town: Joe Slovo, Mtshini Wam, Kuku Town, and Flamingo Crescent

As urban poor people’s networks, FEDUP and ISN, together with CORC, have gathered experience in gearing communities towards self-enumeration and mapping.

Community members capture enumeration data

Community members capture enumeration data

For example, information available to the City of Cape Town had estimated the population of Joe Slovo along the N2 (N2 Gateway project) to be way larger than reality with the proposal of only a percentage of the residents being part of the housing project causing real concerns amongst the community. An enumeration conducted in 2009 spearheaded by the SA SDI Alliance was able to ascertain a more accurate population size based on a participatory approach, which paved the way for the possibility of the housing development moving ahead with all the current residents at the time included.

Other examples in Cape Town include the re-blocking of Mtshini Wam, Kuku Town and Flamingo Crescent informal settlements which all utilized the community driven enumeration and mapping approach to set up accurate beneficiary lists. These enumeration and GIS databases developed by CORC, ISN and FEDUP have been utilized by the City of Cape Town in the provision of electricity connections, contract work through the Expanded Public Works Program (EPWP) as well as assisting in detailed layout plans for the re-configuration of the settlements.

The necessity of working relationships with government

All this is only achievable through the establishment of practical working relationships and partnerships with government. In addressing the data deficiency described above this approach is not merely to gather information but to create the added benefit of a very practical community and local authority partnership.

Participatory data collection is an approach built upon the successes and lessons learnt in over 2 decades of informal settlement enumerations by the SA SDI Alliance. The Alliance’s experience in the implementation of 144 informal settlement enumerations in South Africa over the past 6 years, covering approximately 65,400 households has shown that the approach of deep community participation, even at the level of the data gathering exercise, leads to stronger community networks with the ability to assist local governments in prioritizing upgrading initiatives within a broader strategic framework. Furthermore, this deep participatory approach mobilizes communities towards determining their own development agendas.

Community generated data informs community planning

Community generated data informs community planning

References 

  • Arputham, 2012. How community-based enumerations started and developed in India, Environment and Urbanization 2012 24:27, Sage, IIED
  • Baptist, C and Bolnick, B. 2012. Participatory enumerations, in situ upgrading and mega events: The 2009 survey in Joe Slovo, Cape Town, Environment and Urbanization 2012 24:59, Sage, IIED
  • Giraut, F. and Vacchiani-Marcuzzo, C. 2009. Territories and Urbanisation in South Africa: Atlas and geo-historical information system. Institut de Recherche Pour le Developpement, Paris.
  • Housing Development Agency (HDA), Western Cape: Informal Settlements Status 2013. Research Report, HDA
  • Housing Development Agency (HDA), South Africa: Informal Settlements Status 2013. Research Report, HDA
  • Livengood, A and Kunte, K. 2012. Enabling participatory planning with GIS: a case study of settlement mapping in Cuttack, India, Environment and Urbanization 2012 24:77, Sage, IIED
  • SACN (South African Cities Network) 2011. 2011 State of SA Cities Report. SACN, Johannesburg.
  • South African Government Information. 2012. Our Future – make it work: National Development Plan 2030. 14 November 2012. http://www.gov.za/documents/national-development-plan-vision-2030
  • Turok 2012. Urbanisation and Development in South Africa: Economic Imperatives, Spatial Distortions and Strategic Responses. Urbanization and Emerging Population Issues Working Paper 8, International Institute for Environment and Development United Nations Population Fund
  • United Nations, Department of Economic and Social Affairs, Population Division. 2012. World
  • Urbanization Prospects: The 2011 Revision

[1] Presentation made by NUSP at the Policy Consultative Workshop held on 5 September 2014 at the Town House Hotel (Cape Town)

From Nairobi to Cape Town: Learning about Upgrading and Partnerships with Local Government

By CORC, FEDUP, ISN, Learning Exchanges, SDI No Comments

By Yolande Hendler (on behalf of CORC)

From Ghetto informal settlement in Nairobi, the Kenyan SDI Alliance together with an official from the nearby Kiambu County Government visited the South African SDI Alliance on a learning exchange in Cape Town from 22 – 25 February 2016. Community leaders and an official from Ekurhuleni Municipality, near Johannesburg, also joined the group.

The purpose of the exchange was to share experiences regarding informal settlement upgrading, partnership formation between community movements and local governments, project planning, preparation and mobilisation processes. Kenya’s Federation, Muungano wa Wanavijiji has been supporting Ghetto community in obtaining tenure security and identifying housing beneficiaries. Currently the settlement is set for the final phase in a government-upgrading project that requires re-planning its public spaces and houses, a familiar process that the South African Federation of the Urban Poor (FEDUP) and Informal Settlement Network (ISN) call “reblocking”.

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Priscilla, community leader in Sheffield Road speaks about reblocking

With introductions and an overview of the SA SDI Alliance on the first day, the visitors shared their key learning interests as relating to

  • Partnership Formation between communities themselves and between communities and local governments
  • Upgrading Processes – how communities organise themselves during upgrading, how technicalities in construction and implementation are dealt with, the role of project funding and community saving

Savings and Income Generation

With savings as the core practice of the SDI network, the afternoon visit took place at a FEDUP savings and income generation group in Samora Machel, Philippi. The group explained how its FEDUP membership enabled individuals to access small loans from the Federation Income Generation Program (FIGP). With a particular set of criteria for loan access, repayments and additional loan cycles, the group had established a number of small businesses such as beading, second hand clothing, fried chicken or locally tailored clothing.

The meeting sparked an animated discussion on how savers could maintain their momentum and interest in savings, especially after receiving a house or an informal settlement upgrade upgrading can be seen as fulfilling the “immediate savings purpose”. A loan group member explained that she viewed saving as valuable backup to draw on when problems arose. In Kenya, members became tired of “saving for nothing” – they therefore began using their savings in smaller projects while waiting for larger projects to occur. The Kenyan visitors further noted the value building trust between members through administering loans to small groups of five savers.

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Mary Wambui (Kenya SDI Alliance) and John Mulia (Kenya Official) look at FEDUP savings book

FEDUP Income Generation businesses in Samora Machel

FEDUP Income Generation businesses in Samora Machel

Reblocking in the City of Cape Town

Over the next two days the group traced re-blocking projects and informal settlement upgrading projects in the municipalities of Cape Town and Stellenbosch.

In Cape Town the SA SDI Alliance used its first re-blocking projects in Joe Slovo and Sheffield Road settlements to build a partnership with the City of Cape Town to jointly pursue future upgrading and reblocking projects. As a result the City adopted reblocking as a policy, an indicator of increased intent to engage with community-led processes. In Sheffield Road the group saw how reblocking establishes access routes, courtyards, increased space for communal water and sanitation installation as well as safer public open spaces. Since reblocking, the community has successfully negotiated for electricity installation.

Courtyard in Sheffield Road after reblocking

Courtyard in Sheffield Road after reblocking

In Sheffield Road: Rashid and Samuel (Kenyan Federation) in discussion with Lulama (ISN leader for Philippi region)

In Sheffield Road: Rashid and Samuel (Kenyan Federation) in discussion with Lulama (ISN leader for Philippi region)

Mtshini Wam was the first settlement that was reblocked in partnership with the City of Cape Town in 2013. While walking through the settlement the group noticed the improved differences between the projects: the layout of Mtshini Wam enabled 2 households to share water and sanitation facilities. Noticeably, a number of residents had self-built a second storey on to their structure after having participated in a community design process for double storey units as further development after upgrading. Through persistent negotiations after reblocking, the community received municipal electricity and ground levelling to mitigate flooding. ISN National Coordinator, Mzwanele Zulu, explained that such incremental upgrading contributed to incremental tenure security.

Double storey structures in Mtshini Wam

Double storey structures in Mtshini Wam

In Flamingo Crescent, the most recently upgraded settlement (2014), community leader Maria Matthews introduced the group to the settlement’s reblocking experience: engaging fellow community members to save, planning meetings with the City and community participation during reconstruction. Due to its enumeration figures and the reblocked layout, the community succeeded in negotiating for individual service installation and electricity per re-blocked household (1:1 services). Flamingo’s site was levelled with all access roads paved and named before erecting the reblocked structures. The visitors saw that for the SA Alliance, upgrading / reblocking is a cumulative experience, with consistent improvements in new projects based on past project learning.

“Reblocking made a big difference, but upgrading is far from over,” Maria Matthews explained. “We have many social and health problems remaining here.”

(Maria Matthews, Flamingo Crescent Community Leader)

Arrival in Flamingo Crescent

Arrival in Flamingo Crescent

After reblocking in Flamingo. 1:1 Services per household.

After reblocking in Flamingo. 1:1 Services per household.

Upgrading in Stellenbosch Municipality

In Langrug the group encountered an example of partial reblocking in a settlement about ten times the population size of those in Cape Town, with about 4000 residents. Community leader, Trevor Masiy, traced the settlement’s partnership with the SA SDI Alliance and the joint partnership agreement with Stellenbosch Municipality, which informed the settlement’s upgrading initiatives in drainage and storm water projects and two Water, Sanitation and Hygiene Facilities. Trevor also highlighted the challenges experienced by disrepair of past upgrading projects. He therefore emphasised the value of community involvement not only in project planning and implementation but also in maintenance.

Walking through partially reblocked section of Langrug.

Walking through partially reblocked section of Langrug.

View on to Langrug

View on to Langrug

Water and Sanitation Facility in Zwelitsha section, Langrug

Water and Sanitation Facility in Zwelitsha section, Langrug

Partnership Meetings

Two separate partnership meetings with Stellenbosch Municipality and the City of Cape Town allowed the visitors and two visiting officials an insight into the practical workings of partnership building and project negotiations. The partnership meetings in Cape Town and Stellenbosch focussed on updating all gathered on current project progress and discussions on renewing and continuing the partnership relationships. Discussion highlights included:

Cape Town

  • Alliance emphasises that its partnership focus with the City is not only reblocking but also informal settlement and area-wide upgrading

Stellenbosch

  • The muincipality explained that reblocking is not just about structure upgrades but about enabling basic service provision
  • The municipality spoke about its partnership with Langrug and SA Alliance as fluid, moving towards different ways and means of reaching a common goal
Partnership Meeting with Stellenbosch Municipality in Franschoek

Partnership Meeting with Stellenbosch Municipality in Franschoek

Alliance begins Cape Town partnership meeting in song in Bosasa Community Hall, Mfuleni

Alliance begins Cape Town partnership meeting in song in Bosasa Community Hall, Mfuleni

Reflections and Learnings

On Upgrading:

  • “We have been focussing on permanent houses. This can become strenuous for communities because it demands resources and scaling up. But our thinking has changed when we saw how reblocking has attracted government attention. (Rashid Muka, Kenyan Federation Leader)
  • “In Kenya we always thought that upgrading means erecting permanent structures. I am learning about incremental upgrading – something I’d like to take home” (John Mulia, Kiambu County Government, Kenya)
  • “The value of an incremental approach is that you don’t start with the end product (a house) and impose it on a community. Upgrading is not only housing. You can be in a temporary shack and as long as you have opened up spaces to basic services, then that is upgrading.” (Mary Wambui, Kenyan SDI Alliance )

On Building Parternerships

  • “What is key in achieving a relationship with a municipality? Involving the community, drafting good plans and implementing precedent setting projects that can influence policy, especially if there is no policy yet” (Sizwe Mxobo, CORC Technical Support)
  • Strong social movements that know what they want are important in building partnerships. They can remind municipalities about their commitments” (Nkokheli Ncambele, ISN Coordinator Western Cape)
  • “We want to pull stakeholders together and understand how to journey together. We want to be able to say this exchange gave birth to some of the lessons we learnt. What has come out clearly is the value of learning by doing.” (Rashid Muka, Kenyan Federation Leader)
Group gathers in a courtyard in Sheffield Road

Group gathers in a courtyard in Sheffield Road

On Community-Led Engagement

  • In this exchange I understood a lot about talking with communities. Government needs to understand the value of partners coming on board. The government of Kenya has made many plans but the community needs to point out what they want and need, not us the government. A project becomes sustainable when it is community driven.” (John Mulia, Kiambu County Government, Kenya)

Sharing Knowledge from the Bottom-Up: SDI visits Cape Town Learning Center

By CORC, FEDUP, ISN, SDI No Comments

By Yolande Hendler (on behalf of CORC)

Horizontal learning exchanges form a significant pillar of bottom-up knowledge sharing and a mobilisation tool used by informal settlement dwellers across the Shack/ Slum Dwellers International network. Exchanges are a development tool, which

“help people deal with the root issues of poverty and homelessness and work out their own means to participate in decision-making which affects their lives, locally, nationally & globally. In exchange people are not being trained to do things. They decide themselves what to pick up and what to discard, by visiting others in the same boat. It’s learning without an agenda…on-site, direct from the source, unfiltered”

(Tom Kerr, SDI Secretariat)

In recent years the SDI network has streamlined learning and experience sharing from open ended exchange interaction to a city-level focus in which learning, capacity-building and monitoring is concentrated on four city-level centers of learning. These (Cape Town and Kampala, Mumbai and Accra) were identified due to their capacity to operate at the city scale and demonstrate productive partnerships with government. This blog focuses on a recent visit by the SDI management committee to the Cape Town learning centre, and engages with questions raised by community members around the nature of learning and knowledge sharing in the SDI network.

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Joseph Muturi, from the Kenyan SDI Alliance poses a question to FEDUP / ISN leadership.

The first morning saw national community leaders from the SDI Alliances of Ghana, Uganda, Kenya, Tanzania, Zambia, and Zimbabwe join the South African Alliance , SDI President, Jockin Arputham, and deputy president, Rose Molokoane, in exploring the approach of community-driven process in South Africa. The South African community movements, FEDUP and ISN, spoke about their involvements in respective community projects relating to land access and negotiation, People’s Housing Process (PHP), security of tenure, ensuring access to basic services, informal settlement upgrading, and income generation projects.

When asked what FEDUP and ISN see as particular achievements, FEDUP’s regional leader in the Western Cape Province, Thozama Nomnga, spoke of the Federation’s Income Generation Program (FIGP), which is funded through a revolving loan fund established through FEDUP’s national savings. As much as the FIGP funds are drawn from savings, the program also grows FEDUP’s membership and strengthens savings practice as personal savings are a prerequisite to accessing a loan.

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Visiting a savings group and learning about FIGP in Samora Machel.

During the morning, the group visited a savings scheme in Samora Machel township in Cape Town as well as FEDUP’s Vusi Ntsuntsha group. After a warm welcome at Samora Machel, the savings group facilitator, treasurers and collectors spoke about the FIGP, how loan groups are formed, how loans are allocated and the respective finances are calculated. Savings group members showcased their small businesses – ranging from tailored shwe-shwe Dresses, to tuck-shop goods, beaded jewellery and crafts, fat-cakes and chicken. From Samora Machel the visitors travelled to Vusi Ntsuntsha group, hearing about the group’s successful negotiation for land, and the challenges ahead in terms of securing tenure and housing sites. Hassan Kiberu, from the National Slum Dwellers Federation of Uganda (NSDFU) motivated the group to keep unity and hope:

“By unity we win. When you give up you won’t win. We joined the Federation in Uganda because we have so many problems. Like you, there are many that we haven’t tackled yet. It is important that you are firm, don’t lose hope and keep on saving.”

Income Generation businesses by the Samora Macheal savings scheme

FIGP businesses in Samora Macheal.

The remainder of the day was spent in a packed community structure in Khayelitsha where representatives from more than 5 communities had gathered to share their experiences in informal settlement upgrading, community generated data collection, design, mapping, planning and negotiation with local government. The visitors were introduced to an area-wide upgrading approach around a wetland and the accompanying lengthy negotiations with local government. They also heard about a completed reblocking upgrade in Flamingo Crescent informal settlement and the process of planning for reblocking in three additional settlements.

In conversations and questions posed throughout the day – a recurring interest occurred among community participants concerning the nature of ‘learning’, the necessity for transparent sharing during  community exchanges and what it means to be an “SDI learning centre”. Joseph Muturi from the Kenyan Alliance’s Federation, Muungano Wa Wanavijiji, raised the value of sharing challenges as freely and as frequently as successes.

“How can we learn from each other if we don’t share our challenges? We know that we can learn from every SDI country. In learning centres there is something specific we can learn. But we don’t expect them to be perfect –there will always be challenges, and we need to learn from them.”

Community gathering in Khayelitsha on informal settlement upgrading.

Community gathering in Khayelitsha on informal settlement upgrading.

On this note, ISN shared the difficulties of navigating tensions between steering committees and communities, the rivalry between different civic organisations, varying levels of co-operation from Councillors and long delays by city councils that cause disillusionment in communities. Kenyan representatives spoke about their ability to secure tenure for 10 000 informal settlement dwellers through bio-metric data collection, using mobile phones – learnt from the interaction between Ugandan Federation members and their City officials. In reflecting on the exchange, Nkokheli Ncambele, provincial ISN coordinator, echoes the value of bottom-up knowledge generation in exchanges:

“It was very beneficial to be exposed to savings and the FIGP businesses – we managed to send a successful message to community leaders in Khayelitsha about upgrading and savings. We learnt how other countries use their profiling data to engage with the City. We need to do the same”.

Community Voices – “Welcome to Santini informal settlement”

By FEDUP, ISN No Comments

By Santini Community Members (on behalf of ISN)

This blog was written by Santini's community documenters depicted in this picture: Veronica Lebakeng, Nwabisa Ndzendze, Bathandwa Yengeni, Loniswa Dumbela. Grace Lebakeng, Thobela Nqophiso, Thulie Lebakeng, Thanduxolo Bayibile, Melikhaya Nqopiso, Likuwe Bayibile

This blog was written by Santini’s community documenters depicted in this picture: Veronica Lebakeng, Nwabisa Ndzendze, Bathandwa Yengeni, Loniswa Dumbela. Grace Lebakeng, Thobela Nqophiso, Thulie Lebakeng, Thanduxolo Bayibile, Melikhaya Nqopiso, Likuwe Bayibile

For the SA SDI Alliance community-generated documentation is an integral aspect of community-driven process. This means that communities are not only best positioned to take a central role in driving their own development interests but also to speak about and document their experiences in community organisation processes such as informal settlement upgrading . For communities it is evident that

“No one can tell our story better than we can”

In Mfuleni, Cape Town, community leaders in Santini informal settlement have been involved in pioneering a community-centred documentation approach in the Alliance. Through a series of workshops they have used ‘story-telling and writing’ to record and document their story. This includes Santini’s experience of community mobilisation and preparation for upgrading as well as personal accounts of realities, challenges and desired alternatives.By documenting their own experiences, community members are building a voice of the urban poor from the bottom up.

This is the first in a series of blogs entitled “Community Voices”, written by community residents, who introduce their settlement and share their story.

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History of Santini

Santini is called Santini because it was once an open space with a lot of sand [in isiXhosa “isanti” means “sand”]. We started living in Santini in 2004 with most people coming from the Eastern Cape. We were living as backyarders in the surrounding formal houses before they [plot owners] got RDP houses.

There came a time when the plot owners [formal homeowners] had to move to an open space (which was already called Santini) because their RDP houses were going to be built. The backyarders moved to Santini as well. We [backyarders] weren’t allowed back into their plots when the houses were done, some claimed that they didn’t have space anymore.

In 2004 there were 8 shacks in Santini, but today there are 43 shacks including the ones brought in by the South African National Civic Organisation (SANCO). We don’t feel safe because people in [the formal houses] claim the land [Santini] belongs to their children and not to us [as former backyarders].  Apparently their children are in need of a place to reside, so the people in the formal houses approached SANCO to resolve the matter. It was agreed via SANCO that the residents’ children can reside in Santini too.

Thanduxolo, Santini community leaders with steering committee members record their memory of Santini's history

Thanduxolo, Santini community leaders with steering committee members record their memory of Santini’s history

Our Reality Now

These are the things we need:

Electricity

We don’t have proper electricity. We rely on connections from the formal houses, and we pay R150 monthly. If the electricity ends before the month ends, we are required to pay more. If we do not pay more money, our tap will be unplugged. The connections are dangerous. When a big truck passes by the wires break, and they can shock the children when they are playing.

Taps

In Santini we have only one tap and there are many people living here so we hold a long queue when we need water. We cannot get water at night because of safety.

Toilets

We have a total of 7 toilets, but only 4 are working and are far from us. We fear to use the toilets at night. We fear to be mugged because of the darkness.

Roads

We don’t have proper roads, so emergency services are unable to assist the community in times of need like when someone is sick or there is a fire.

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Proper Houses

We don’t have proper housing, and the structures that we are living in is old. We can’t even extend because we have no land of our own. Some people have extended families, and it’s hard to live in a one-room house with everyone.

Streetlights

Since we have no street lights we fear going outside during the night because it’s dark. It’s risky to go because we fear being mugged.

Dust Bins

Our place is filthy because we don’t have a place or dust bins to drop unwanted materials.

Drains

We don’t have drains so people use toilets as an alternative and that results in the blockage of the toilets.

Solutions

We need electricity, water, toilets, and proper houses. The ideal solution is to get more toilets or each household to get their own toilet to avoid waiting for people when one wants to use the toilet.

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Tracking and documenting Santini’s solutions thus far

We, as a community of Santini, decided to seek help from the Informal Settlement Network (ISN). We told them about our living conditions and challenges as a community.Nkokheli Ncambele [Western Cape coordinator of ISN] is the one who introduced us to ISN. After the introduction to the [SA SDI] Alliance, we attended their meetings [and understood the processes] . [After some negotiation] toilets were installed by the municipality. We then began [Alliance] processes like enumerating our settlements. ISN also introduced us to the tools of profiling, community designing and learning exchanges. During profiling, we measured the existing structures. We used the enumeration to record the number of people living in Santini and their activities. A group of us went on a visit to see Flamingo Crescent and to be educated about the re-blocking of Flamingo Crescent.

CORC planner honoured with SAPI Young Planner Award

By CORC, News No Comments
On site in Flamingo Crescent Informal Settlement

On site in Flamingo Crescent Informal Settlement

Sizwe Mxobo, a planner at the Community Organisation Resource Centre (CORC) received  the South African Planning Institute’s (SAPI) Young Planner Award in October 2014. In speaking about his work as a planner with community movements affiliated to the SA SDI Alliance, Sizwe explains,

“An important aspect for me is exploring what public participation means in planning and informal settlement upgrading” (Sizwe Mxobo, CORC Planner).

In early 2014 SAPI released a call for nominations for successful young planners and announced its bi-annual summit in Durban titled “Planning Africa” from 19 – 22 October 2014. Nominations were submitted under various categories, one of which was the Young Planner award – to be made out to a “bright young planner (under the age of 35) for his/ her exemplary achievements and promising for the future in the planning profession as well as his/her contribution to the promotion of the planning profession” (SAPI).

The SAPI Awards

The SAPI National Planning Awards were established in 2008 to recognise and create a strong awareness of the valuable contributions and extraordinary performance in all aspects of the planning profession. The awards are an opportunity to appreciate the efforts and contributions of many planners in shaping the built environment, promoting sustainable development and maintaining the integrity of good planning practice amidst competing development interests and challenging situations.

Sizwe with Langrug commnuity leaders Trevor Masiy and Alfred Ratana

Sizwe with Langrug commnuity leaders Trevor Masiy and Alfred Ratana

Planning in the SA SDI Alliance

Sizwe has been working with CORC since 2011, providing technical support, often in informal settlement upgrading initiatives, ranging from community mobilization, capacity building, assisting settlements with preparing development plans or engaging City officials around service delivery issues.

In 2012, Sizwe project managed the upgrading and re-blocking of Mtshini Wam informal settlement in Cape Town. The project set a precedent for informal settlement upgrading, at local and national level whereby the City of Cape Town used it as a benchmark to deliver a reblocking policy. It was also awarded an Impumelelo Gold Award in 2013. Since then Sizwe has spearheaded 3 other upgrading and re-blocking projects in the City. Sizwe’s work has also focussed on Langrug informal settlement near Franschoek in the Western Cape. Through deep engagement with the community Sizwe assisted CORC and the community in devising a pallette of informal settlement upgrading strategies. The planning of Langrug was awarded the SAPI National Award in the Community Category.

Planning reblcoked Layout in Mtshini Wam informal settlement, Milnerton

Planning reblocked Layout in Mtshini Wam informal settlement, Milnerton

Why Planning?

When tracing his steps as a planner, Sizwe links his interest in participatory, community based planning to his roots.

“I was born and raised in an informal settlement and still live in one. I have always wondered what it would take to transform an informal settlement. When I saw the first housing developments in Samora and Delft I asked myself why people had to move away from their current locations and amenities. Why could changes not happen where people lived?”

Sizwe’s fascination with community development – particularly how informal communities could be transformed to formal settlements – inspired him to study Town and Regional Planning. He remembers that although informality was addressed by the curriculum it largely focussed on how to move from a shack to a house.

“My biggest attraction has always been how planning principles can be used in informal settlements. When I was planning chairperson we took students to Nyanga and explored what in-situ upgrading is about. I learnt that my interest in fighting for people who are generally not considered by planning institutions – landless people in urban areas – is called advocate planning. Others did not always understand my approach to planning. Through working at CORC I found my feet and understood what planning is for me. Winning this award has been a further confirmation. We are no longer talking the language of eradication of informal settlements but of upgrading”

In Nyanga, Cape Town

In Nyanga, Cape Town

In Kuku Town informal settlement with community leader Verona Joseph

In Kuku Town informal settlement with community leader Verona Joseph

A different approach to Planning

“In the ever-changing role of a planner, I think a key element for planners is to ensure the relationship between people and land. Public participation should be more than drawing up plans and asking for a community’s approval. It should be about supporting people to come up with their own development plans for their communities”

(Sizwe Mxobo)

As a profession planning is rapidly transforming. Most urban policies developed in South Africa focus extensively on community participation. Both the National Development Plan (NDP) and Upgrading of Informal Settlements Programme (UISP) talk about community participation as a central tenet for development. However, government has also identified this as a missing link and capacity both within the municipal and private sector. Most recently, the National Upgrading Support Programme (NUSP) has floated tenders in 49 different municipalities to develop community based plans. Clearly, community participation in the planning sector is the need of the hour.

SAPI Award Ceremony in Durban, Oct  2014

SAPI Award Ceremony in Durban, Oct 2014

Discussing Plans with Flamingo Crescent Community Steering Committee

Discussing Plans with Flamingo Crescent Community Steering Committee

With Kuku Town Steering Committee, Kensington

With Kuku Town Steering Committee, Kensington

Savings Symposium: Strong Savings Make Us Alive

By CORC, FEDUP, ISN, SDI No Comments

By Yolande Hendler (on behalf of CORC)

From 23-29 November 2014 the SA SDI Alliance and SDI affiliates from Malawi, Zambia & Zimbabwe gathered for a weeklong savings symposium in Cape Town to strengthen the Alliance’s savings practices. The group of 80 community and youth leaders discussed the power of savings for organising communities, leveraging municipal resources and opening a space to address individual, group and community needs.

Opening Greetings of Symposium

Opening Greetings of Symposium

Na-eema Swartz, Symposium Co-organiser, counts savings collection taken during first day.

Na-eema Swartz, Symposium Co-organiser, counts savings collection taken during first day.

Symposium overview: field visits and discussions

Discussions assessed the Alliance’s current savings patterns, locally and nationally. They clarified what roles and responsibilities exist within savings groups, identified existing challenges and developed solutions for these. Visiting affiliates shared their savings practices, systems and strategies, supporting the SA alliance through the exchange of alternatives ideas and opportunities.

Throughout the week the group based these discussions on field visits to savings groups and upgraded informal settlement communities like Flamingo Crescent, who contributed 20% of the cost of each upgraded structure. These visits enabled a hands-on space for the symposium members to accompany local treasurers and collectors and learn how to complete saving record forms during door-to-door savings collections in Khayelitsha, Philippi and Samora. During other visits symposium members supported network meetings in Samora and Mfuleni in Cape Town, where four or five savings groups in a particular area regularly report back to each other on a network level.

Field visit in Flamingo Informal Settlement

Field visit in Flamingo Informal Settlement

Understanding savings in the SA Alliance

FEDUP national co-ordinators, Rose Molokoane and Marlene Don, opened the savings symposium by exploring the purpose for the gathering, revisiting the history of savings in the SA Alliance and its significance as a core methodology of the broader SDI network. Rose therefore reminded the gathering of the SA alliance’s history as rooted in its first exchange in the early 1990s with urban poor federations in India who were practicing daily savings.

Rose and Marlene revisited the main aims of FEDUP and ISN, namely

  • Encourage self reliance
  • Organising communities
  • Use savings and other methodologies as a tool to leverage external resources

These are underpinned by FEDUP and ISN’s 5 core principles:

  • Love
  • Trust
  • Accountability
  • Transparency
  • Commitment

Examining Alliance savings and looking forward

The purpose of the symposium was therefore to retrospect and understand the foundation on which the Alliance has built its savings, examine current savings patterns and look forward in terms of how these can be strengthened and developed. Based on impressions from the field, symposium members split into six groups, discussing questions, documenting suggestions and opinions in order to reach tangible outcomes. The questions under discussion were:

  1. What is a saver?
  2. Who is a collector?
  3. Who is a treasurer?
  4. What kind of savings do we have?
  5. Which kind is best for our organisation?
  6. How do we collect savings?
  7. How often do we collect savings?
  8. How do we record?
  9. How do we do reconciliation & savings?
  10. How & when do we do audits of our savings?
  11. How did you become a collector / treasurer?
  12. How do we run savings meetings?
  13. How should we deal with inconsistencies?

Each group presented its responses to the larger gathering, thereby mapping out a foundation on which to continue building the SA Alliance’s savings. The responses and group discussions will be used to develop a guiding framework for savings patterns in the Alliance. Communities thereby use savings not only as a tool to meet identified needs but to enable constructive negotiation with governmental tiers for resources and participatory development.

As members of each province reflected on the experiences gained during the week, it became evident that it was indeed a rich time of learning, exchange and building strong savings patterns.

“I learnt how to record in savings books, and I learnt the strength of being part of a group like this. I realised we can do it together. You made me feel so welcome” (Wendy, FEDUP Youth, Free State)

“I learnt the purpose of savings and how to motivate my community to save when I return home” (Sifiso, KwaZulu-Natal)

“Our federation belongs to us and we are the ones who will make it alive through strong savings!” (Rose Molokoane, FEDUP National Co-ordinator)

Presenting Group responses

Presenting Group responses

How Community Construction Management Teams (CCMT) can lead upgrading projects

By CORC, FEDUP, ISN, uTshani Fund No Comments

By Yolande Hendler (on behalf of CORC)

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The venue : Makhaza Day Care Centre in Khayelitsha Cape Town

If designing and planning with communities are key aspects of people-led projects then people-led implementation and -construction are too. The SA Alliance – through the Federation of the Urban Poor (FEDUP) – has pioneered this people-led approach since 1994. By lobbying government, FEDUP strongly influenced low-income housing policy that came to be known as “the People’s Housing Process” (PHP), a special housing subsidy that allowed for much greater involvement of communities in the construction of their houses. Since then, FEDUP members have successfully implemented the construction of their houses through Community Construction Management Teams (CCMTs).

Although CCMTs have for the most part been linked to housing projects in the Alliance, setting them up is just as relevant to the Alliance’s more recent involvement in informal settlement upgrading. During this week’s three day CCMT workshop, experienced CCMT members introduced Cape Town community leaders to the CCMT model of community-led construction and explored how it could function in informal settlement upgrading.

The Exchange

Over three days Hasane Khoza (Abi) and Maureen Skepu from Gauteng shared their experiences in community construction with about 30 leaders from 6 settlements in Cape Town. With a background in construction management, Abi has helped to train and set up CCMTs and monitor housing projects. Maureen has a rich experience in CCMTs – she became a member of FEDUP in the early 2000s, accepted a volunteer position with a local CCMT five years later, and in 2011, moved into her own CCMT constructed house in Orange Farm, Gauteng. Read more about Maureen’s story here.

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Day 1 of exchange: background and formation of CCMTs

During the exchange, Abi and Maureen provided some background on the formation and strcuture of CCMTs, roles and responsibilities of each CCMT member and how to introduce the model of CCMTs to informal settlement upgrading.

The group also spent an afternoon in Flamingo informal settlement, which is currently upgrading and re-blocking. The visit offered an ideal opportunity for Flamingo’s steering committee to explain the way in which they have organised themselves so far and to explore the potential for them to form a CCMT to further streamline and ease the overall management of re-blocking. For the other communities present the site visit offered a first hand impression of what to consider for managing an upgrading project.

Terence Johnson, who has been involved in Flamingo from the outset on behalf of the Informal Settlement Network (ISN) explained,

“There are so many challenges and things you need to consider during upgrading. Some people don’t want to be moved, the rain causes flooding and leakages…. but we need to see these things not as a problem but as a challenge. And we can overcome challenges, especially if we work in a group like a CCMT. ”

Flamingo steering committee putting during on-site construction

Flamingo steering committee putting during on-site construction

How CCMTs work

On the first day Maureen explained,

 “The idea behind CCMTs is that communities oversee and implement projects themselves. In this way the community can make sure that the job is done properly. Because of this you need dedicated and thorough people on the team. The benefit of CCMTs compared to general steering committees are that each member has clear roles and responsibilities”

(Maureen Skepu, FEDUP housing project coordinator, Gauteng)

Within FEDUP, the CCMT process includes all the stages of house building: from drawing plans (which are formalised by qualified architects and engineers) to the construction process, which is contracted out to community members. The construction team consists of five members who each have a specific task: the technical officer requests specific items and provides quality control, the bookkeeper sources the best and cheapest materials, the storekeeper controls the inflow and outflow of stock, the loan and savings officer looks after the community’s finances, and the project manager oversees the whole process. And, unlike in the private and public building sector, most of the construction team’s members are women.

“The idea is to capacitate a community to move from being just employed in a project to driving the project themselves. Project management is a skill that can be learnt. Everyone can be taught and everything we know we have learnt. Managing a project leads to empowering a community.”

(Abi / Hasane Khoza, CCMT Construction Manager)

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Abi answering questions about CCMTs

Community Questions, Discussions and Insights

The workshop was a space of many questions and lively discussions. These were about how to break down the budget at community level so each person knows exact quantities and costs of materials to expect, at what stage in a project process a CCMT could be formed, or that women’s strength, resilience and thoroughness are good qualities for CCMT members. The communities present also liked the idea that CCMTs share the overall responsibility of an upgrading project – a shift from one person to a team of people.

In reflecting on the three days that passed, the community members expressed their value for exploring how the CCMT process can work in informal settings and upgrading projects. The suggested next steps are to establish guiding templates for establishing CCMTs as well as monitoring and documenting project processes on the ground, so that these can be shared with others as well.

“What we can learn from the CCMT workshop is that we need to continue learning, especially from the mistakes we make. Let’s not only make a habit of learning but actually do something with what we learn”

(Lindiwe Ralarala, Masilunge community leader)

Discussing the role of slopes and gradients on the upgrading site.

A discussion on the role of slopes and gradients on the upgrading site.

Durban and Port Elizabeth Leaders on Sanitation Exchange

By CORC, iKhayalami, ISN, SDI No Comments

By Stefanie Holzwarth and Yolande Hendler (on behalf of CORC)

Over the past years, the communities of Midrand in Port Elizabeth and Havelock in Durban have been upgrading their settlements, step by step. Last week’s exchange (8-11 July 2014) – in which community leaders visited Cape Town settlements – formed the next step in activating solutions to their specific needs for water and sanitation upgrading.

Site visit in Kuku Town

Site visit in Kuku Town

 

Midrand and Havelock

Midrand is located on municipal land but is not yet listed on the municipality’s database and therefore experiences great difficulty in accessing services. The community consistently experiences severe flooding. Havelock, on the other hand, is built on privately owned land and has been earmarked for “interim services” by eThekwini Municipality, indicating a willingness to deliver basic services in the short term and habitation in the long term. It is built against a hill with high shack densities that have led to shack fires, flooding and torrents of water flushes in the rainy seasons. Read more background on Havelock and Midrand.

The exchange

During the four-day exchange about ten community leaders visited five settlements in and around Cape Town. The exchange was linked to the SHARE Program (Sanitation and Hygiene Applied Research for Equity) linked to Shack Dwellers International (SDI). Read more about SHARE here. It was facilitated by the Informal Settlement Network (ISN), Community Organisation Resource Centre (CORC) and iKhayalami. It centrally focussed on how communities can use sanitation as a tool for upgrading and mobilisation, particularly in response to ever present and severe flooding.

Midrand community leaders, for example, spent time investigating the most suitable and relevant options for sanitation upgrading in their settlement:

  • Communal toilets and wash facility at the edge of the settlement (ablution blocks) without re-blocking
  • Sanitation and wash facility in the centre of the settlement with partial re-blocking
  • Individual sanitation facilities in courtyard (one-on-one sanitation) with settlement wide re-blocking

These would all require engagement with local government institutions.

Havelock’s central challenge is drainage. The settlement has already engaged with local government about constructing a sanitation unit as well as providing more sanitation units in the centre of the settlement. This would coincide with the communities’ already existing plans to re-block its settlement. Midrand and Havelock’s leaders therefore visited upgrading sites that provided an example of different options available to them.

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Example of sanitation in a community-run Water, Sanitation and Hygiene (WaSH) facility

One-on-One Sanitation in Kuku Town

The visitors spent the first day in Kuku Town where the community recently completed re-blocking with individual sanitation per upgraded structure. They were particularly interested in how Kuku Town managed to re-block without having to relocate people to other areas. Other questions focused on why the community chose individual toilets. Kuku Town’s leaders explained that

“single toilets are manageable because the owner is responsible for their own toilet and because there are no conflicts within the community with regards to hygiene.”

The leaders also reflected on Kuku Town’s successes and challenges throughout planning and implementation. The visitors learned how Kuku Town approached the municipality for support in terms of infrastructure services. Both Midrand and Havelock were impressed by the Council´s successful involvement in providing water and sanitation.

6. After reblocking 3

Sanitation and water services per upgraded structure in Kuku Town

Sanitation facility in Langrug, Stellenbosch & BM Section, Khayelitsha

In Langrug, Franschoek. the visitors saw an example of upgrading that included relocating 16 families, the construction of a second access road and grey-water and drainage channels, and a community designed, multi-purpose Water, Sanitation and Hygiene (WaSH) Facility. The visit offered insight into the WaSH facility, the drainage project and the local playground. The subsequent discussion facilitated an exciting learning environment with questions about the maintenance of the WaSH facility and funding. They also discovered the opportunity of hot water provision via solar heating systems in summer. The afternoon centred on projects in BM section, Khayelitsha. Its similarity (due to an uneven slope) to Havelock made it an ideal site for the exchange and delivered an essential input for its visitors.

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Interior view of Langrug’s WaSH facility

 

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Courtyard in BM section

Shared Sanitation in Mtshini Wam & ongoing re-blocking in Flamingo

The visit to Mshini Wam provided valuable lessons for the visitors – particularly in the field of funding and engaging the local authority. The visitors took special interest in understanding how Mtshini Wam managed to convince some residents to share toilets on a cluster basis while others had single toilets. The challenges relating to communal toilets were thoroughly discussed.

“The main idea was to have single toilets but due to the number of shacks and the limited space, the plan was diverted in order to accommodate communal toilets. The maintenance and cleaning of the toilets depends on the cluster groups.”

The visitors concluded their site visits in Flamingo Crescent, an ongoing re-blocking project. During a walkabout the visitors observed how shacks were broken down, how ground works were installed and how the new structures were erected.

Site visit in Flamingo during re-blocking

Site visit in Flamingo during re-blocking

Midrand community discusses the way forward

On the last day, Midrand leaders and iKhayalami discussed the sanitation options available to the community and the future steps each would imply. Community leaders agreed that re-blocking with one-on-one services would be the most realistic and feasible option.

“The ablution block won´t work for us because there is lots of friction. No one wants to wait for a long time when using the facility. Community blocks won´t work because some of the people are not responsible. They leave it without taking care.” (Community Leader, Midrand)

Midrand’s leaders agreed to start saving to upgrade their structures instead of solely blocking out. They hoped to convince the municipality to come on board. Re-blocking would be conducted in phases – identifying clusters for incremental re-blocking.

One major challenge in Midrand is the lack of space. Part of the settlement land is still in private hands – which causes major tenure insecurity. Together with iKhayalami the leaders discussed various solutions. While the community leaders resolved their questions, the next step is to share these with the rest of their communities when they return.

The exchange not only offered a learning space but also enabled leaders to grow their ability in community-driven upgrading,

“I have learned a lot by being a community leader and by being part of this exchange. It has built up my confidence and my professional experience. I was a very shy person before – now I can stand up and work for our development goals.” (Midrand community leader)

Midrand Consultation

Andy Bolnick (iKhayalami) discusses sanitation options with Midrand community leaders